Course Description

MFIM 690 SIE   3.0 Credit(s)
This course prepares students for the FINRA Securities Industry Essentials (SIE) Exam, covering fundamental securities industry knowledge, including products, risks, market structure, regulatory agencies, and prohibited practices. The SIE is a required credential for individuals seeking to work in the financial services industry.
Offered: Fall & Late Spring Semesters All Years