Course Description

MFIM 647 FINANCIAL REGS. & COMPLIANCE   3.0 Credit(s)
The course covers ethical issues, professional standards, and the code of conduct related to investment portfolio management and private and public sharing of information. This course will also examine regulations covering business ethics and standards of professional conduct in the financial services industry and include discussions of business leadership and professional conduct in the financial services industry. Prerequisite: TAKE MFIM-636 MFIM-638
Offered: As Needed Contact Department