Series 7 licensure qualifies the individual for registration with all self-regulatory organizations to trade corporate stocks and bonds, municipal securities and other financial services. In order to take the exam, a FINRA member brokerage firm, a self-regulatory organization (SRO), exchange or state regulator must sponsor the test taker.
Tuition is $420. Registration is ongoing.
- Smart 7 Online Program $150
- Series 7 Web Bundle (S7 Textbook, Quick 7 Study Guide & Smart 7 Online Program) $300
|Spring 2014||Tuesday & Thursday, May 20 - June 5, 2014||6pm - 9pm|
Location: Stamford Campus, 3 Landmark Square, Stamford CT
Director of Summer/Winter Sessions & Special Programs