Welch COB to Address Financial Industry Regulations
Ray Quinlan (speaking), former chairman & CEO of Retail Distribution North America, addressed the crowd during the forum. At left is Kurt Schacht, managing director of the CFA Institute’s Centre for Financial Market Integrity and at right is Bridget Lyons, associate professor of finance at the Welch College of Business.
Prior to joining CFA Institute, Mr. Schacht has been involved in the investment management business since 1990, serving as chief operating officer for a retail mutual complex in White Plains, NY, general counsel and COO for a Manhattan based hedge fund and as chief legal officer for the State of Wisconsin Investment Board (SWIB) in Madison, WI. Mr. Schacht has an extensive background in securities law and regulation, alternative investments, hedge funds, financial reporting and corporate governance matters. He is a member of the Investor Advisory Committee to the U.S. Securities and Exchange Commission (SEC).
Dr. Lyons teaches financial management and corporate finance and promotes and coordinates experiential learning activities for the Welch College of Business. She is a Magna Cum Laude graduate of Georgetown University and received a M.S. in Finance from Columbia University, and a Doctorate of Professional Studies with a concentration in Finance from Pace University, where she was the recipient of the Outstanding Doctoral Student award. She provides consulting and training services in corporate finance and financial modeling through her own consulting firm and her affiliation with Adkins, Matchett & Toy, Ltd., a firm specializing in training for investment bankers.
To watch a video from this event, click here.